SEC Form 4 · accession 0001571049-15-000168
NORTHSTAR REALTY FINANCE CORP. · NRF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert Tylis
Officer — President
Period of report
Jan 7, 2015
Accepted (ET)
Jan 9, 2015 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273801
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 7, 2015 | S | 421,132 | $17.8726 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported was effected pursuant to the 10b5-1 sales plan (the "10b5-1 Plan") previously adopted by the reporting person. No shares remain available for sale under the 10b5-1 Plan.
- F2Represents a weighted average price per share. These shares were sold in multiple transactions ranging from $17.7650 to $17.940, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, NorthStar Realty Finance Corp. (the "Company") or a security holder of the Company, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.