SEC Form 4 · accession 0001273685-19-000010
ADAMAS TRUST, INC. · ADAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Mumma
Officer — CEO · Director
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273685
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 5, 2019 | A | 91,969 | $0.00 | A | 732,415 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Stock Incentive Plan as payment of the restricted stock portion of compensation earned by Mr. Mumma pursuant to NYMT's 2018 Annual Incentive Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.