SEC Form 4 · accession 0001273685-19-000009
ADAMAS TRUST, INC. · ADAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristine Rimando Nario-Eng
Officer — Chief Financial Officer
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273685
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 5, 2019 | A | 12,992 | $0.00 | A | 61,600 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Stock Incentive Plan as payment of the restricted stock portion of compensation earned by Mrs. Nario-Eng pursuant to NYMT's 2018 Annual Incentive Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.