SEC Form 4 · accession 0001273685-17-000016
ADAMAS TRUST, INC. · ADAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Mumma
Officer — CEO · Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 24, 2017 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273685
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 13, 2017 | F | 15,330 | $6.66 | D | 622,865 | D | |
| Common Stock, par value $0.01 per shareF1 | Feb 18, 2017 | F | 26,442 | $6.52 | D | 596,423 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan