SEC Form 4 · accession 0001273685-16-000057
ADAMAS TRUST, INC. · ADAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Mumma
Officer — CEO · Director
Period of report
May 16, 2016
Accepted (ET)
May 16, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273685
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 16, 2016 | A | 100,000 | $5.69 | A | 499,958 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan., 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.