SEC Form 4 · accession 0000899243-16-028240
APPLIED GENETIC TECHNOLOGIES CORP · AGTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan B. Washer
Officer — See Remarks · Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 30, 2016 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | M | 5,328 | $3.50 | A | 20,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.50 | Aug 29, 2016 | M | 5,328 | D | — | Nov 8, 2016 | Common Stock | 5,328 | 0 | D |
Explanation of responses
- F1Option is fully-vested and was exercisable for shares of common stock at any time until the expiration of the option at the holder's election.
Remarks
President and Chief Executive Officer