SEC Form 4 · accession 0001209191-15-068777
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Evans
Officer — VP, Corp Services & Compliance
Period of report
Aug 31, 2015
Accepted (ET)
Sep 1, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 31, 2015 | P | 61,000 | $2.4999 | A | 61,000 | I | By Spouse |
| Common StockF3 | holding | — | — | — | 210,405 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.4919 to $2.5032, inclusive. The undersigned hereby undertakes to provide the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F2Purchase price of security was transacted in Canadian currency and converted to U.S. currency.
- F3190,405 shares ("Shares") were previously reported as being held indirectly by the Reporting Person. Beneficial ownership of the shares is now held directly as opposed to indirectly and Reporting Person's beneficial ownership has been modified to refect this change.