SEC Form 4 · accession 0001209191-15-042916
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Smith
Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Rt to Buy)F1 | $3.69 | May 12, 2015 | A | 85,000 | A | — | May 11, 2020 | Common Stock | 85,000 | 85,000 | D |
Explanation of responses
- F11/3rd of the option shares shall vest on May 12, 2016, an additional 1/3rd of the option shares shall vest on May 12, 2017, and the balance of the option shares shall vest on May 12, 2018.