SEC Form 4 · accession 0001144204-19-012071
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ed Caldwell
Officer — See Remarks
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.32 | Mar 1, 2019 | A | 95,486 | A | — | Mar 1, 2024 | Common Stock | 95,486 | 95,486 | D |
Explanation of responses
- F1One-third of the stock options will vest on March 1, 2020, an additional one-third of the stock options will vest on March 1, 2021 and the remaining one-third of the stock options will vest on March 1, 2022.
Remarks
Officer Title: VP, Health, Safety and Environment & Corp. Social Responsibility