SEC Form 4 · accession 0001144204-18-028960
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Ellson
Officer — Chief Financial Officer
Period of report
May 12, 2018
Accepted (ET)
May 15, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2018 | M | 20,000 | — | A | 256,030 | D | |
| Common Stock | May 12, 2018 | D | 20,000 | $3.35 | D | 236,030 | D | |
| Common Stock | holding | — | — | — | 30,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 12, 2018 | M | 20,000 | D | — | — | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash.
- F2Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on May 12, 2016, May 12, 2017 and May 12, 2018.