SEC Form 4 · accession 0001144204-18-000509
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Smith
Director
Period of report
Jan 1, 2018
Accepted (ET)
Jan 3, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Jan 1, 2018 | A | 3,899 | A | — | — | Common Stock | 3,899 | 35,581 | D |
| Stock Option (Right to Buy) | $2.70 | Jan 1, 2018 | A | 2,806 | A | Jan 1, 2018 | Jan 1, 2023 | Common Stock | 2,806 | 2,806 | D |
Explanation of responses
- F1Deferred stock units convert into common stock on a one-for-one basis.
- F2Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.