SEC Form 4 · accession 0001144204-17-035694
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Smith
Director
Period of report
Jul 1, 2017
Accepted (ET)
Jul 5, 2017 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | Jul 1, 2017 | A | 4,542 | A | — | — | Common Stock | 4,542 | 27,044 | D |
| Stock Option (Right to Buy) | $2.24 | Jul 1, 2017 | A | 3,312 | A | Jul 1, 2017 | Jul 1, 2022 | Common Stock | 3,312 | 3,312 | D |
Explanation of responses
- F1Deferred stock units convert into common stock on a one-for-one basis.
- F2Each deferred stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The deferred stock units vest in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.