SEC Form 4 · accession 0001144204-17-013060
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Lynn Mawdsley
Officer — See Remarks
Period of report
Mar 1, 2017
Accepted (ET)
Mar 6, 2017 · 7:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | M | 5,352 | — | A | 61,352 | D | |
| Common Stock | Mar 1, 2017 | D | 5,352 | $2.58 | D | 56,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 1, 2017 | M | 2,572 | D | — | — | Common Stock | 2,572 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 1, 2017 | M | 2,780 | D | — | — | Common Stock | 2,780 | 2,780 | D |
Explanation of responses
- F1Reflects vesting of shares subject to a restricted stock unit previously reported for which settlement was solely in cash.
- F2Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2015, March 1, 2016 and March 1, 2017.
- F3Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units vest in three equal installments on March 1, 2016, March 1, 2017 and March 1, 2018.
Remarks
Vice President, Finance and Corporate Controller