SEC Form 4 · accession 0001144204-16-118881
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ed Caldwell
Officer — See Remarks
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.75 | Aug 10, 2016 | A | 47,568 | A | — | Aug 9, 2021 | Common Stock | 47,568 | 47,568 | D |
Explanation of responses
- F1One-third of the stock options will vest on August 10, 2017, an additional one-third of the stock options will vest on August 10, 2018 and the remaining one-third of the stock options will vest on August 10, 2019.
Remarks
VP, Health, Safety and Environment & Corp. Social Responsibiity