SEC Form 4 · accession 0001144204-16-116030
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adrian Coral
Officer — Pres., GTE Colombia, Ltd.
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2016 | M | 2,233 | — | A | 4,467 | D | |
| Common Stock | Aug 1, 2016 | D | 2,233 | $2.72 | D | 2,234 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Aug 1, 2016 | M | 2,233 | D | — | — | Common Stock | 2,233 | 2,234 | D |
Explanation of responses
- F1Reflects the receipt of 4,467 restricted stock units that were incorrectly reported on Table I previously. Each restricted stock unit represents a contingent right to receive one share of Gran Tierra Energy Inc. common stock. The restricted stock units will vest in two equal consecutive annual installments on August 1, 2016 and August 1, 2017 until fully vested. The settlement for the restricted stock units that vested on August 1, 2016 was solely in cash.