SEC Form 4/A · accession 0001144204-16-086735
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jim Evans
Officer — VP, Corporate Services
Period of report
Mar 2, 2016
Accepted (ET)
Mar 8, 2016 · 9:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.66 | Mar 2, 2016 | A | 81,600 | A | — | Mar 1, 2021 | Common Stock | 81,600 | 81,600 | D |
Explanation of responses
- F1Original Form 4 filed on March 7, 2016 incorrectly reported the date of grant as 03/03/16 and the vesting of the options as March 3, 2017, March 3, 2018 and March 3, 2019. The grant date is 03/02/16, and one-third of the stock options will vest on March 2, 2017, an additional one-third of the stock options will vest on March 2, 2018 and the remaining one-third of the stock options will vest on March 2, 2019.