SEC Form 4 · accession 0000899243-16-010939
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evan Hazell
Director
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2016 | A | 9,271 | $0.00 | A | 39,271 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.17 | Jan 1, 2016 | A | 3,265 | A | Jan 1, 2016 | Dec 31, 2020 | Common Stock | 3,265 | 88,265 | D |
Explanation of responses
- F1Common stock subject to a deferred stock unit award that vests in full at such time as the reporting person ceases to be a member of the Board of Directors of the Issuer.