SEC Form 4 · accession 0000899243-15-009902
GRAN TIERRA ENERGY INC. · GTE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Guidry
Officer — President and CEO · Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273441
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 14, 2015 | P | 71,376 | $1.998 | A | 2,415,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.71 (CDN) to $2.75 (CDN), inclusive. The undersigned hereby undertakes to provide the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F2Purchase price of security was transacted in Canadian currency and converted to U.S. currency.
- F3100,000 shares of common stock were previously incorrectly reported as being held indirectly by the Reporting Person. Beneficial ownership of these shares is held directly as opposed to indirectly and the Reporting Person's beneficial ownership has been modified to reflect this change.