SEC Form 4 · accession 0001209191-19-017549
AIRGAIN INC · AIRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur M. Toscanini
Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 4, 2019 | M | 2,000 | $2.60 | A | 76,422 | D | |
| Common StockF3 | holding | — | — | — | 4,964 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $2.60 | Mar 4, 2019 | M | 2,000 | D | — | Mar 17, 2019 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2020, subject to the Reporting Person's continued service with the Issuer through such vesting date.
- F2Includes 2,835 restricted stock units.
- F3Represents shares held by Gen 3 Partners, Inc. ("Gen 3 Partners"). Reporting Person may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.
- F4The option is fully vested.