SEC Form 4 · accession 0001209191-18-057694
AIRGAIN INC · AIRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T J Chung
Director
Period of report
Nov 5, 2018
Accepted (ET)
Nov 7, 2018 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | Nov 5, 2018 | A | 3,962 | $0.00 | A | 3,962 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $13.67 | Nov 5, 2018 | A | 10,334 | A | — | Nov 4, 2028 | Common Stock | 10,334 | 10,334 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the first three (3) anniversaries of the date of grant, subject to the Reporting Person's continued service on the board of directors through each such vesting date.
- F2The option was granted on November 5, 2018 and vests in substantially equal installments on each of the first three (3) anniversaries of the date of grant, subject to the Reporting Person's continued service on the board of directors through each such vesting date.