SEC Form 4 · accession 0001209191-18-029367
AIRGAIN INC · AIRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James K Sims
Officer — Interim CEO · Director · 10% Owner
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272842
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $8.15 | May 8, 2018 | A | 175,000 | A | — | May 7, 2028 | Common Stock | 175,000 | 175,000 | D |
Explanation of responses
- F1The option is exercisable as it vests. The shares subject to the option shall vest in equal installments on a quarterly basis over a 2-year period following the grant date, subject to the reporting person's continued service to the Issuer through each vesting date. The shares subject to the option will also vest in the event of a change in control of the Issuer.