SEC Form 4 · accession 0001209191-17-027532
AIRGAIN INC · AIRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Munro
Director
Period of report
Apr 17, 2017
Accepted (ET)
Apr 19, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272842
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 17, 2017 | M | 2,000 | $2.20 | A | 4,000 | D | |
| Common Stock | Apr 17, 2017 | M | 6,000 | $2.60 | A | 10,000 | D | |
| Common Stock | Apr 17, 2017 | M | 4,000 | $2.30 | A | 14,000 | D | |
| Common Stock | Apr 17, 2017 | M | 10,000 | $2.00 | A | 24,000 | D | |
| Common StockF2 | Apr 17, 2017 | S | 22,000 | $14.6122 | D | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $2.20 | Apr 17, 2017 | M | 2,000 | D | — | Dec 10, 2017 | Common Stock | 2,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $2.60 | Apr 17, 2017 | M | 2,000 | D | — | Mar 16, 2019 | Common Stock | 2,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $2.60 | Apr 17, 2017 | M | 2,000 | D | — | Dec 2, 2019 | Common Stock | 2,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $2.60 | Apr 17, 2017 | M | 2,000 | D | — | Jan 18, 2021 | Common Stock | 2,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $2.30 | Apr 17, 2017 | M | 4,000 | D | — | Jun 11, 2023 | Common Stock | 4,000 | 0 | D |
| Stock Option (Right to Buy)F3 | $2.00 | Apr 17, 2017 | M | 10,000 | D | — | Mar 17, 2025 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $14.30 to $15.04 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3As of April 17, 2017 and prior to this transaction, the option fully vested.