SEC Form 4 · accession 0000899243-16-034944
AIRGAIN INC · AIRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis X Egan
Director
Period of report
Dec 2, 2016
Accepted (ET)
Dec 5, 2016 · 9:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272842
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.60 | Dec 2, 2016 | J | 2,000 | D | — | Jan 18, 2021 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy)F2 | $2.30 | Dec 2, 2016 | J | 2,000 | D | — | Jun 12, 2023 | Common Stock | 2,000 | 2,000 | D |
| Stock Option (Right to Buy)F2 | $3.10 | Dec 2, 2016 | J | 1,000 | D | — | May 12, 2024 | Common Stock | 1,000 | 1,000 | D |
| Stock Option (Right to Buy)F2 | $1.60 | Dec 2, 2016 | J | 9,323 | D | — | Jun 11, 2025 | Common Stock | 9,323 | 9,323 | D |
| Stock Option (Right to Buy)F2 | $1.90 | Dec 2, 2016 | J | 3,357 | D | — | May 24, 2026 | Common Stock | 3,357 | 3,357 | D |
Explanation of responses
- F1In connection with his resignation as a Managing Director of Northwater Capital Inc., the Reporting Person agreed to assign his interest in the stock options reported herein to Frances Kordyback.
- F2The option is fully vested.