SEC Form 4 · accession 0001272830-19-000010
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Joseph Roberts
Director
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2018 | M | 7,500 | $0.66 | A | 121,347 | D | |
| Common Stock | Dec 28, 2018 | F | 586 | $8.45 | D | 120,761 | D | |
| Common StockF1 | Dec 31, 2018 | G | 14,500 | $0.00 | D | 106,261 | D | |
| Common Stock | Jan 1, 2019 | A | 3,293 | $0.00 | A | 109,554 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $0.66 | Dec 28, 2018 | M | 7,500 | D | Jan 1, 2009 | Jan 1, 2019 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Represents gifting of 4,000 shares to each of John Roberts Jr. and Alex Roberts, 3,500 shares to Diane Roberts, and 3,000 shares to Christopher Roberts, the Reporting Person's adult children.