SEC Form 4 · accession 0001272830-18-000147
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Citron
Director
Period of report
Nov 27, 2018
Accepted (ET)
Nov 29, 2018 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2018 | G | 500,000 | $0.00 | D | 8,553,862 | D | |
| Common StockF2,F3 | Nov 27, 2018 | S | 116,666 | $10.69 | D | 1,983,334 | I | By Kyra E. Citron 2015 Beneficiary's Trust |
| Common StockF2,F4 | Nov 28, 2018 | S | 66,667 | $10.60 | D | 1,916,667 | I | By Kyra E. Citron 2015 Beneficiary's Trust |
| Common StockF2,F5 | Nov 29, 2018 | S | 66,667 | $10.71 | D | 1,850,000 | I | By Kyra E. Citron 2015 Beneficiary's Trust |
| Common StockF2,F3 | Nov 27, 2018 | S | 116,666 | $10.69 | D | 1,983,334 | I | By Noah A. Citron 2015 Beneficiary's Trust |
| Common StockF2,F4 | Nov 28, 2018 | S | 66,667 | $10.60 | D | 1,916,667 | I | By Noah A. Citron 2015 Beneficiary's Trust |
| Common StockF2,F5 | Nov 29, 2018 | S | 66,667 | $10.71 | D | 1,850,000 | I | By Noah A. Citron 2015 Beneficiary's Trust |
| Common Stock | holding | — | — | — | 154,230 | I | By Kyra E. Citron 2016 Florida Descendant's Trust | |
| Common Stock | holding | — | — | — | 158,628 | I | By Noah A. Citron 2016 Florida Descendant's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents gifting of shares to the Charles Lafitte Foundation.
- F2Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on November 13, 2017 and reflects the advice of estate planning advisors with respect to trusts for Mr. Citron's children.
- F3The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $10.61 to $10.80. Upon request, the Reporting person will provide the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F4The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $10.47 to $10.73. Upon request, the Reporting person will provide the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F5The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $10.56 to $10.81. Upon request, the Reporting person will provide the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.