SEC Form 4 · accession 0001272830-18-000107
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David T. Pearson
Officer — Chief Financial Officer
Period of report
Sep 19, 2018
Accepted (ET)
Sep 21, 2018 · 6:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 19, 2018 | S | 52,999 | $13.56 | D | 255,009 | D | |
| Common StockF1,F3 | Sep 20, 2018 | S | 53,000 | $13.47 | D | 202,009 | D | |
| Common StockF1,F4 | Sep 21, 2018 | S | 53,001 | $13.40 | D | 149,008 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on March 9, 2018. The plan will expire by its terms on May 23, 2019 and was entered into for estate planning and diversification purposes.
- F2The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $13.26 to $13.98. Upon request, the Reporting Person will provide to the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $13.16 to $13.71. Upon request, the Reporting Person will provide to the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F4The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $13.23 to $13.69. Upon request, the Reporting Person will provide to the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.