SEC Form 4 · accession 0001272830-18-000089
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vinod Lala
Officer — Chief Strategy Officer
Period of report
Aug 7, 2018
Accepted (ET)
Aug 8, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2018 | M | 37,500 | $3.76 | A | 37,500 | D | |
| Common StockF1,F2 | Aug 7, 2018 | S | 37,500 | $13.55 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $3.76 | Aug 7, 2018 | M | 37,500 | D | Jul 1, 2018 | Jul 1, 2024 | Common Stock | 37,500 | 37,500 | D |
Explanation of responses
- F1Sales were made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act, as amended, which was adopted on August 6, 2018.
- F2The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $13.26 to $13.72. Upon request, the Reporting person will provide the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.