SEC Form 4 · accession 0001272830-18-000087
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Fisher
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 7, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2018 | S | 13,951 | $13.29 | D | 80,409 | D | |
| Common Stock | Aug 6, 2018 | M | 150,000 | $2.50 | A | 230,409 | D | |
| Common StockF2 | Aug 6, 2018 | S | 150,000 | $13.33 | D | 80,409 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $2.50 | Aug 6, 2018 | M | 150,000 | D | — | Jan 15, 2023 | Common Stock | 150,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $13.22 to $13.39. Upon request, the Reporting person will provide the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F2The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $13.20 to $13.71. Upon request, the Reporting person will provide the Securities and Exchange Commission Staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F3The options vested over a four (4) year period, with 25% vesting on January 15, 2014 and the balance vesting in equal quarterly installments over the remaining three (3) years.