SEC Form 4 · accession 0001272830-18-000043
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Valerie Kahn
Officer — SVP Business Development
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2018 | M | 20,000 | $11.59 | A | 34,588 | D | |
| Common Stock | Jun 4, 2018 | F | 6,850 | $11.59 | D | 27,738 | D | |
| Common StockF2 | Jun 5, 2018 | S | 4,383 | $11.62 | D | 23,355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Jun 4, 2018 | M | 20,000 | D | — | — | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Represents vesting of the third installment of the restricted stock units granted on June 1, 2015.
- F2Sales were made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act, as amended, which was adopted on May 16, 2018.
- F3The restricted stock units vested on June 1, 2018 and were converted into shares of Common Stock on June 4, 2018.