SEC Form 4 · accession 0001209191-18-020710
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Valerie Kahn
Officer — SVP Business Development
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2018 | M | 12,315 | $0.00 | A | 12,315 | D | |
| Common Stock | Mar 15, 2018 | F | 4,218 | $10.74 | D | 8,097 | D | |
| Common StockF1 | Mar 15, 2018 | M | 2,736 | $0.00 | A | 10,833 | D | |
| Common Stock | Mar 15, 2018 | F | 938 | $10.74 | D | 9,895 | D | |
| Common StockF2 | Mar 15, 2018 | M | 14,764 | $0.00 | A | 24,659 | D | |
| Common Stock | Mar 15, 2018 | F | 5,009 | $10.74 | D | 19,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Mar 15, 2018 | A | 15,258 | A | — | — | Common Stock | 15,258 | 15,258 | D |
| Restricted Stock UnitF4 | $0.00 | Mar 15, 2018 | M | 12,315 | D | — | — | Common Stock | 12,315 | 24,630 | D |
| Restricted Stock UnitF4 | $0.00 | Mar 15, 2018 | M | 2,736 | D | — | — | Common Stock | 2,736 | 5,474 | D |
| Restricted Stock UnitF5 | $0.00 | Mar 15, 2018 | M | 14,764 | D | — | — | Common Stock | 14,764 | 14,764 | D |
Explanation of responses
- F1Represents vesting of the first installment of the restricted stock unit granted on March 15, 2017.
- F2Represents vesting of the second installment of the restricted stock unit granted on March 15, 2016.
- F3The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2018.
- F4The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2017.
- F5The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2016.