SEC Form 4 · accession 0001209191-18-020704
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vinod Lala
Officer — Chief Strategy Officer
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2018 | M | 20,525 | $0.00 | A | 20,525 | D | |
| Common Stock | Mar 15, 2018 | F | 7,030 | $10.74 | D | 13,495 | D | |
| Common StockF2 | Mar 15, 2018 | M | 13,123 | $0.00 | A | 26,618 | D | |
| Common Stock | Mar 15, 2018 | F | 4,453 | $10.74 | D | 22,165 | D | |
| Common StockF3 | Mar 16, 2018 | M | 10,987 | $0.00 | A | 33,152 | D | |
| Common Stock | Mar 16, 2018 | F | 3,764 | $10.75 | D | 29,388 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4 | $0.00 | Mar 15, 2018 | A | 35,211 | A | — | — | Common Stock | 35,211 | 35,211 | D |
| Restricted Stock UnitF5 | $0.00 | Mar 15, 2018 | M | 20,525 | D | — | — | Common Stock | 20,525 | 41,051 | D |
| Restricted Stock UnitF6 | $0.00 | Mar 15, 2018 | M | 13,123 | D | — | — | Common Stock | 13,123 | 13,124 | D |
| Restricted Stock UnitF7 | $0.00 | Mar 16, 2018 | M | 10,987 | D | — | — | Common Stock | 10,987 | 0 | D |
Explanation of responses
- F1Represents vesting of the first installment of the restricted stock unit granted on March 15, 2017.
- F2Represents vesting of the second installment of the restricted stock unit granted on March 15, 2016.
- F3Represents vesting of the final installment of the restricted stock unit granted on March 16, 2015.
- F4The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2018.
- F5The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2017.
- F6The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2016.
- F7The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 16, 2015.