SEC Form 4 · accession 0001209191-18-020694
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward M. Gilvar
Officer — Chief Marketing Officer
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2018 | M | 20,525 | $0.00 | A | 128,825 | D | |
| Common Stock | Mar 15, 2018 | F | 10,104 | $10.74 | D | 118,721 | D | |
| Common StockF2 | Mar 15, 2018 | M | 18,044 | $0.00 | A | 136,765 | D | |
| Common Stock | Mar 15, 2018 | F | 8,887 | $10.74 | D | 127,878 | D | |
| Common StockF3,F4 | Mar 16, 2018 | S | 11,322 | $10.723 | D | 116,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF5 | $0.00 | Mar 15, 2018 | A | 35,211 | A | — | — | Common Stock | 35,211 | 35,211 | D |
| Restricted Stock UnitF6 | $0.00 | Mar 15, 2018 | M | 20,525 | D | — | — | Common Stock | 20,525 | 41,051 | D |
| Restricted Stock UnitF7 | $0.00 | Mar 15, 2018 | M | 18,044 | D | — | — | Common Stock | 18,044 | 18,045 | D |
Explanation of responses
- F1Represents vesting of the first installment of the restricted stock unit granted on March 15, 2017.
- F2Represents vesting of the second installment of the restricted stock unit granted on March 15, 2016.
- F3Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on February 26, 2018 for estate planning and diversification purposes.
- F4The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $10.65 to $10.77. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F5The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2018.
- F6The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2017.
- F7The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2016.