SEC Form 4 · accession 0001209191-18-020673
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy K. Rutherford
Officer — Chief Legal Officer
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2018 | M | 13,683 | $0.00 | A | 86,674 | D | |
| Common Stock | Mar 15, 2018 | F | 8,518 | $10.74 | D | 78,156 | D | |
| Common StockF2 | Mar 15, 2018 | M | 14,764 | $0.00 | A | 92,920 | D | |
| Common Stock | Mar 15, 2018 | F | 9,170 | $10.74 | D | 83,750 | D | |
| Common StockF3 | Mar 16, 2018 | M | 8,240 | $0.00 | A | 91,990 | D | |
| Common Stock | Mar 16, 2018 | F | 5,130 | $10.75 | D | 86,860 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4 | $0.00 | Mar 15, 2018 | A | 35,211 | A | — | — | Common Stock | 35,211 | 35,211 | D |
| Restricted Stock UnitF5 | $0.00 | Mar 15, 2018 | M | 13,683 | D | — | — | Common Stock | 13,683 | 27,367 | D |
| Restricted Stock UnitF6 | $0.00 | Mar 15, 2018 | M | 14,764 | D | — | — | Common Stock | 14,764 | 14,764 | D |
| Restricted Stock UnitF7 | $0.00 | Mar 16, 2018 | M | 8,240 | D | — | — | Common Stock | 8,240 | 0 | D |
Explanation of responses
- F1Represents vesting of the first installment of the restricted stock unit granted on March 15, 2017.
- F2Represents vesting of the second installment of the restricted stock unit granted on March 15, 2016.
- F3Represents vesting of the final installment of the restricted stock unit granted on March 16, 2015.
- F4The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2018.
- F5The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2017.
- F6The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2016.
- F7The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 16, 2015.