SEC Form 4 · accession 0001209191-18-020663
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Masarek
Officer — Chief Executive Officer · Director
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2018 | M | 139,573 | $0.00 | A | 845,679 | D | |
| Common Stock | Mar 15, 2018 | F | 68,740 | $10.74 | D | 776,939 | D | |
| Common StockF2 | Mar 15, 2018 | M | 167,323 | $0.00 | A | 944,262 | D | |
| Common Stock | Mar 15, 2018 | F | 82,407 | $10.74 | D | 861,855 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Mar 15, 2018 | A | 225,352 | A | — | — | Common Stock | 225,352 | 225,352 | D |
| Restricted Stock UnitF4 | $0.00 | Mar 15, 2018 | M | 139,573 | D | — | — | Common Stock | 139,573 | 279,146 | D |
| Restricted Stock UnitF5 | $0.00 | Mar 15, 2018 | M | 167,323 | D | — | — | Common Stock | 167,323 | 167,323 | D |
Explanation of responses
- F1Represents vesting of the first installment of the restricted stock unit granted on March 15, 2017.
- F2Represents vesting of the second installment of the restricted stock unit granted on March 15, 2016.
- F3The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2018.
- F4The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2017.
- F5The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2016.