SEC Form 4 · accession 0001209191-17-028740
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
McGonigal Graham
Officer — SVP of Networks
Period of report
Apr 27, 2017
Accepted (ET)
Apr 28, 2017 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2017 | M | 40,000 | $2.88 | A | 275,096 | D | |
| Common StockF1 | Apr 27, 2017 | S | 20,000 | $6.75 | D | 255,096 | D | |
| Common StockF1 | Apr 27, 2017 | S | 20,000 | $6.76 | D | 235,096 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $2.88 | Apr 27, 2017 | M | 40,000 | D | — | Apr 1, 2023 | Common Stock | 40,000 | 64,248 | D |
Explanation of responses
- F1Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on February 21, 2017 for estate planning and diversification purposes.
- F2The option, originally representing a right to purchase a total of 256,990 shares, vested in equal annual installments on the first through fourth anniversaries of April 1, 2013.