SEC Form 4 · accession 0001209191-17-021509
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy K. Rutherford
Officer — Interim Chief Legal Officer
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2017 | M | 14,763 | $0.00 | A | 39,227 | D | |
| Common Stock | Mar 15, 2017 | F | 5,500 | $6.38 | D | 33,727 | D | |
| Common StockF2 | Mar 16, 2017 | M | 8,240 | $0.00 | A | 41,967 | D | |
| Common Stock | Mar 16, 2017 | F | 3,070 | $6.53 | D | 38,897 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Mar 15, 2017 | A | 41,050 | A | — | — | Common Stock | 41,050 | 41,050 | D |
| Restricted Stock UnitF4 | $0.00 | Mar 15, 2017 | M | 14,763 | D | — | — | Common Stock | 14,763 | 29,528 | D |
| Restricted Stock UnitF5 | $0.00 | Mar 16, 2017 | M | 8,240 | D | — | — | Common Stock | 8,240 | 8,240 | D |
Explanation of responses
- F1Represents vesting of the first installment of the restricted stock unit granted on March 15, 2016.
- F2Represents vesting of the second installment of the restricted stock unit granted on March 16, 2015.
- F3The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2017.
- F4The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2016.
- F5The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 16, 2015.