SEC Form 4 · accession 0001209191-17-021503
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Redling
Officer — Chief Operating Officer
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2017 | M | 66,437 | $0.00 | A | 331,317 | D | |
| Common Stock | Mar 15, 2017 | F | 34,448 | $6.38 | D | 296,869 | D | |
| Common StockF2 | Mar 16, 2017 | M | 47,617 | $0.00 | A | 344,486 | D | |
| Common Stock | Mar 16, 2017 | F | 24,690 | $6.53 | D | 319,796 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Mar 15, 2017 | M | 66,437 | D | — | — | Common Stock | 66,437 | 132,874 | D |
| Restricted Stock UnitF4 | $0.00 | Mar 16, 2017 | M | 47,617 | D | — | — | Common Stock | 47,617 | 47,617 | D |
Explanation of responses
- F1Represents vesting of the first installment of the restricted stock unit granted on March 15, 2016.
- F2Represents vesting of the second installment of the restricted stock unit granted on March 16, 2015.
- F3The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 15, 2016.
- F4The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 16, 2015.