SEC Form 4 · accession 0001209191-17-004630
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Citron
Director · 10% Owner
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 17, 2017 | S | 66,666 | $7.587 | D | 3,680,214 | I | By Kyra E. Citron 2016 Florida Descendant's Trust |
| Common StockF1,F3 | Jan 18, 2017 | S | 66,666 | $7.4594 | D | 3,613,548 | I | By Kyra E. Citron 2016 Florida Descendant's Trust |
| Common StockF1,F4 | Jan 19, 2017 | S | 66,668 | $7.2897 | D | 3,546,880 | I | By Kyra E. Citron 2016 Florida Descendant's Trust |
| Common StockF1,F2 | Jan 17, 2017 | S | 66,666 | $7.587 | D | 3,684,612 | I | By Noah A. Citron 2016 Florida Descendant's Trust |
| Common StockF1,F3 | Jan 18, 2017 | S | 66,666 | $7.4594 | D | 3,617,946 | I | By Noah A. Citron 2016 Florida Descendant's Trust |
| Common StockF1,F4 | Jan 19, 2017 | S | 66,668 | $7.2897 | D | 3,551,278 | I | By Noah A. Citron 2016 Florida Descendant's Trust |
| Common StockF5,F2 | Jan 17, 2017 | S | 4,971 | $7.587 | D | 173,988 | I | By KEC Holdings LLC |
| Common StockF5,F3 | Jan 18, 2017 | S | 4,971 | $7.4594 | D | 169,017 | I | By KEC Holdings LLC |
| Common StockF5,F4 | Jan 19, 2017 | S | 4,971 | $7.2897 | D | 164,046 | I | By KEC Holdings LLC |
| Common Stock | holding | — | — | — | 12,657,334 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on October 31, 2016 and reflects the advice of estate planning advisors with respect to trusts for Mr. Citron's children.
- F2The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $7.53 to $7.67. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $7.35 to $7.60. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F4The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $7.22 to $7.43. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F5Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on October 31, 2016 for estate planning and diversification purposes upon the advice of Reporting Person's advisors.