SEC Form 4 · accession 0001209191-17-001265
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clark Peterson
Officer — President, Enterprise
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | M | 233,160 | $0.00 | A | 289,617 | D | |
| Common Stock | Jan 3, 2017 | F | 90,404 | $7.25 | D | 199,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Jan 3, 2017 | M | 233,160 | D | — | — | Common Stock | 233,160 | 155,441 | D |
Explanation of responses
- F1Represents vesting of the initial installment of the restricted stock unit granted on September 18, 2015.
- F2233,160 shares of the restricted stock unit vest on January 3, 2017 and 155,441 shares of the restricted stock unit vest on January 2, 2018.