SEC Form 4 · accession 0001209191-16-146235
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Masarek
Officer — Chief Executive Officer · Director
Period of report
Oct 15, 2016
Accepted (ET)
Oct 18, 2016 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 15, 2016 | M | 166,667 | $0.00 | A | 376,813 | D | |
| Common Stock | Oct 15, 2016 | F | 86,417 | $6.20 | D | 290,396 | D | |
| Common StockF2 | Oct 15, 2016 | M | 356,125 | $0.00 | A | 646,521 | D | |
| Common Stock | Oct 15, 2016 | F | 184,651 | $6.20 | D | 461,870 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Oct 15, 2016 | M | 166,667 | D | — | — | Common Stock | 166,667 | 166,667 | D |
| Restricted StockF2 | $0.00 | Oct 15, 2016 | M | 356,125 | D | — | — | Common Stock | 356,125 | 0 | D |
Explanation of responses
- F1Represents vesting of the second installment of the restricted stock unit granted on November 7, 2014.
- F2The restricted stock unit is fully vested on October 15, 2016.
- F3The restricted stock unit vests in equal annual installments on the first through third anniversaries of October 15, 2014.