SEC Form 4 · accession 0001209191-16-142480
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Citron
Director · 10% Owner
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 20, 2016 | S | 83,333 | $6.3342 | D | 4,663,547 | I | By Kyra E. Citron 2016 Florida Descendant's Trust |
| Common StockF1,F3 | Sep 21, 2016 | S | 83,333 | $6.4289 | D | 4,580,214 | I | By Kyra E. Citron 2016 Florida Descendant's Trust |
| Common StockF1,F4 | Sep 22, 2016 | S | 83,334 | $6.5799 | D | 4,496,880 | I | By Kyra E. Citron 2016 Florida Descendant's Trust |
| Common StockF1,F2 | Sep 20, 2016 | S | 83,333 | $6.3342 | D | 4,667,945 | I | By Noah A. Citron 2016 Florida Descendant's Trust |
| Common StockF1,F3 | Sep 21, 2016 | S | 83,333 | $6.4289 | D | 4,584,612 | I | By Noah A. Citron 2016 Florida Descendant's Trust |
| Common StockF1,F4 | Sep 22, 2016 | S | 83,334 | $6.5799 | D | 4,501,278 | I | By Noah A. Citron 2016 Florida Descendant's Trust |
| Common Stock | holding | — | — | — | 12,644,516 | D | ||
| Common Stock | holding | — | — | — | 178,959 | I | By KEC Holdings |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on November 18, 2015 and reflects the advice of estate planning advisors with respect to trusts for Mr. Citron's children.
- F2The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $6.26 to $6.48. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $6.30 to $6.53. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F4The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $6.51 to $6.65. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.