SEC Form 4 · accession 0001209191-16-137803
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Rogers
Officer — Chief Legal Officer& Secretary
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | M | 313,852 | $2.25 | A | 434,118 | D | |
| Common StockF1 | Aug 16, 2016 | S | 313,852 | $6.011 | D | 120,266 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $2.25 | Aug 16, 2016 | M | 313,852 | D | — | Apr 2, 2022 | Common Stock | 313,852 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $6.00 to $6.16. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F2The option, representing a right to purchase a total of 313,852 shares, vested in equal annual installments over a period of four years beginning on April 2, 2012.