SEC Form 4 · accession 0001209191-16-130296
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
McGonigal Graham
Officer — Chief Network Officer
Period of report
Jun 29, 2016
Accepted (ET)
Jun 30, 2016 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 29, 2016 | M | 64,248 | $2.88 | A | 153,771 | D | |
| Common StockF1 | Jun 29, 2016 | S | 64,248 | $6.00 | D | 89,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $2.88 | Jun 29, 2016 | M | 64,248 | D | — | Apr 1, 2023 | Common Stock | 64,248 | 104,248 | D |
Explanation of responses
- F1Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on May 10, 2016 for estate planning and diversification purposes.
- F2The option, originally representing a right to purchase a total of 256,990 shares, vests in equal annual installments on the first through fourth anniversaries of April 1, 2013.