SEC Form 4 · accession 0001209191-16-128027
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
McGonigal Graham
Officer — Chief Network Officer
Period of report
Jun 14, 2016
Accepted (ET)
Jun 15, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2016 | M | 62,500 | $2.36 | A | 152,023 | D | |
| Common StockF1 | Jun 14, 2016 | S | 62,500 | $5.00 | D | 89,523 | D | |
| Common Stock | Jun 14, 2016 | M | 88,494 | $2.88 | A | 178,017 | D | |
| Common StockF1 | Jun 14, 2016 | S | 88,494 | $5.50 | D | 89,523 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $2.36 | Jun 14, 2016 | M | 62,500 | D | — | Mar 1, 2022 | Common Stock | 62,500 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $2.88 | Jun 14, 2016 | M | 88,494 | D | — | Apr 1, 2023 | Common Stock | 88,494 | 168,496 | D |
Explanation of responses
- F1Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on May 10, 2016 for estate planning and diversification purposes.
- F2The option, originally representing a right to purchase a total of 250,000 shares, vested in equal annual installments on the first through fourth anniversaries of March 1, 2012.
- F3The option, originally representing a right to purchase a total of 256,990 shares, vests in equal annual installments on the first through fourth anniversaries of April 1, 2013.