SEC Form 4 · accession 0001209191-16-112520
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Rogers
Officer — Chief Legal Officer& Secretary
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | M | 22,786 | $0.00 | A | 118,448 | D | |
| Common Stock | Apr 1, 2016 | F | 9,833 | $4.64 | D | 108,615 | D | |
| Common StockF2 | Apr 2, 2016 | M | 20,139 | $0.00 | A | 128,754 | D | |
| Common Stock | Apr 2, 2016 | F | 8,488 | $4.64 | D | 120,266 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Apr 1, 2016 | M | 22,786 | D | — | — | Common Stock | 22,786 | 22,787 | D |
| Restricted Stock UnitF4 | $0.00 | Apr 2, 2016 | M | 20,139 | D | — | — | Common Stock | 20,139 | 0 | D |
Explanation of responses
- F1Represents vesting of the third installment of the restricted stock unit granted on April 1, 2013.
- F2Represents vesting of the final installment of the restricted stock unit granted on April 2, 2012.
- F3The restricted stock unit vests in equal annual installments on the first through fourth anniversaries of April 1, 2013.
- F4The restricted stock unit vests in equal annual installments on the first through fourth anniversaries of April 2, 2012.