SEC Form 4 · accession 0001209191-16-109581
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Rogers
Officer — Chief Legal Officer& Secretary
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | M | 36,630 | $0.00 | A | 83,856 | D | |
| Common Stock | Mar 16, 2016 | F | 13,645 | $4.59 | D | 70,211 | D | |
| Common StockF2 | Mar 17, 2016 | M | 40,560 | $0.00 | A | 110,771 | D | |
| Common Stock | Mar 17, 2016 | F | 15,109 | $4.37 | D | 95,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Mar 16, 2016 | M | 36,630 | D | — | — | Common Stock | 36,630 | 73,260 | D |
| Restricted Stock UnitF4 | $0.00 | Mar 17, 2016 | M | 40,560 | D | — | — | Common Stock | 40,560 | 40,561 | D |
Explanation of responses
- F1Represents vesting of the first installment of the restricted stock unit granted on March 16, 2015.
- F2Represents vesting of the second installment of the restricted stock unit granted on March 17, 2014.
- F3The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 16, 2015.
- F4The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 17, 2014.