SEC Form 4 · accession 0001209191-15-057163
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
McGonigal Graham
Officer — SVP, Network Operations
Period of report
Jun 25, 2015
Accepted (ET)
Jun 29, 2015 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 25, 2015 | M | 102,500 | $2.36 | A | 143,749 | D | |
| Common StockF1,F2 | Jun 25, 2015 | S | 102,500 | $5.00 | D | 41,249 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $2.36 | Jun 25, 2015 | M | 102,500 | D | — | Mar 1, 2022 | Common Stock | 102,500 | 62,500 | D |
Explanation of responses
- F1Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted in May 2015 for estate planning and diversification purposes.
- F2The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $5.00 to $5.005. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F3The option, originally representing a right to purchase a total of 250,000 shares, vests in equal annual installments on the first through fourth anniversaries of March 1, 2012.