SEC Form 4 · accession 0001209191-15-027649
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Tempora
Officer — SVP, Product Mgmt.
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | M | 11,960 | $1.37 | A | 11,960 | D | |
| Common StockF1,F2 | Mar 16, 2015 | S | 11,960 | $4.405 | D | 0 | D | |
| Common StockF3 | Mar 17, 2015 | M | 33,185 | $0.00 | A | 33,185 | D | |
| Common Stock | Mar 17, 2015 | F | 12,362 | $4.51 | D | 20,823 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4 | $0.00 | Mar 16, 2015 | A | 54,940 | A | — | — | Common Stock | 54,940 | 54,940 | D |
| Employee Stock Option (Right to Buy)F5 | $1.37 | Mar 16, 2015 | M | 11,960 | D | — | Apr 1, 2020 | Common Stock | 11,960 | 49,958 | D |
| Restricted Stock UnitF6 | $0.00 | Mar 17, 2015 | M | 33,185 | D | — | — | Common Stock | 33,185 | 66,372 | D |
Explanation of responses
- F1Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on August 6, 2014 for estate planning and diversification purposes.
- F2The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $4.38 to $4.45. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F3Represents vesting of the first installment of the restricted stock unit granted on March 17, 2014.
- F4The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 16, 2015.
- F5The option, originally representing a right to purchase a total of 195,510 shares, vested in equal annual installments over a period of four years beginning on April 1, 2010.
- F6The restricted stock unit vests in equal annual installments on the first through third anniversaries of March 17, 2014.