SEC Form 4 · accession 0001209191-15-016217
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A. Tempora
Officer — SVP, Product Mgmt.
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | M | 11,960 | $1.37 | A | 11,960 | D | |
| Common StockF1,F2 | Feb 17, 2015 | S | 11,960 | $4.409 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $1.37 | Feb 17, 2015 | M | 11,960 | D | — | Apr 1, 2020 | Common Stock | 11,960 | 61,918 | D |
Explanation of responses
- F1Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on August 6, 2014 for estate planning and diversification purposes.
- F2The price reported in Column 4 is a weighted average price. The Common Stock was sold at prices ranging from $4.33 to $4.45. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of Common Stock sold at each separate price within the range.
- F3The option, originally representing a right to purchase a total of 195,510 shares, vested in equal annual installments over a period of four years beginning on April 1, 2010.