SEC Form 4 · accession 0001209191-15-005552
VONAGE HOLDINGS CORP · VG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
McGonigal Graham
Officer — SVP, Network Operations
Period of report
Jan 20, 2015
Accepted (ET)
Jan 21, 2015 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272830
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2015 | M | 85,000 | $2.36 | A | 95,213 | D | |
| Common StockF1 | Jan 20, 2015 | S | 85,000 | $4.40 | D | 10,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $2.36 | Jan 20, 2015 | M | 85,000 | D | — | Mar 1, 2022 | Common Stock | 85,000 | 165,000 | D |
Explanation of responses
- F1Sale was made pursuant to a trading plan under Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended, which was adopted on May 9, 2014 for estate planning and diversification purposes.
- F2The option, originally representing a right to purchase a total of 250,000 shares, vests in equal annual installments on the first through fourth anniversaries of March 1, 2012.